DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• W••••• M••••••••• L••
ATLANTA, GA | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• M••••••••• L•• | Independent wealth | Mar 28, 2025 | n/a | yes | MINNEAPOLIS, MN|ATLANTA, GA | Current employment |
| T•• M••••• G••••• L•• | Independent wealth | Sep 7, 2023 | Feb 26, 2025 | no | CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• M••••• G••••• L•• | A•••• W••••• M••••••••• L•• | Feb 26, 2025 | Mar 28, 2025 | 30 | Firm change | RIA to RIA |
| C••••••• P••••••• | T•• M••••• G••••• L•• | Aug 21, 2023 | Sep 7, 2023 |
| C••••••• P••••••• | Independent wealth | Oct 5, 2022 | Aug 21, 2023 | no | OVERLAND PARK, KS|Minneapolis, MN | Previous registration |
| W••••• H••••• I••••••••• A••••••• L•• | Former SEC adviser | Aug 29, 2012 | Jul 3, 2013 | no | SAN MATEO, CA | Previous registration |
| W••••• F•••••••• A•••••••• L•• | Former SEC adviser | Aug 14, 2012 | Oct 12, 2022 | no | MILWAUKEE, WI|EDINA, MN|MINNEAPOLIS, MN | Previous registration |
| 17 |
| Firm change |
| RIA to RIA |
| W••••• F•••••••• A•••••••• L•• | W••••• H••••• I••••••••• A••••••• L•• | Oct 12, 2022 | Aug 29, 2012 | -3,696 | Firm change after gap | Other |
| W••••• H••••• I••••••••• A••••••• L•• | C••••••• P••••••• | Jul 3, 2013 | Oct 5, 2022 | 3,381 | Firm change after gap | Other |