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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JAMES Walter QUAIDER

Advisor at CITIGROUP GLOBAL MARKETS INC.

Mansfield, TX | Irving, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Aug 7, 1992
First registration: Aug 26, 2005
Dual registered: yes, broker-dealer
Other names: JAMES QUAIDER|JIM WALTER QUAIDER|JIMMY WALTER QUAIDER|JAMES WALTER QUAIDER|James W Quaider
IAPD individual key: 2254565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 4, 2022	n/a	yes	Irving, TX\|Mansfield, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Sep 18, 2020	Nov 12, 2021	no	DALLAS, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Jun 17, 2020	no	SAN ANTONIO, TX\|Plano, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Mar 13, 2015	Jan 8, 2018	no	ADDISON, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 18, 2013	Jan 7, 2015	no	ARLINGTON, TX\|GRAND PRAIRIE, TX\|MANSFIELD,, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Feb 25, 2013	Sep 16, 2013	no	ADDISON, TX\|AUSTIN, TX\|MANSFIELD, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 9, 2012	no	COLLEYVILLE, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 2, 2010	Oct 1, 2012	no	ARLINGTON, TX\|ARLINGTON, TX\|ARLINGTON, TX\|MANSFIELD,, TX\|FT. WORTH, TX\|DALLAS, TX\|ARLINGTON, TX\|DALLAS, TX\|DUNCANVILLE, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|ARLINGTON, TX\|GRAND PRAIRIE, TX\|ARLINGTON, TX\|DESOTO, TX\|GRAND PRAIRIE, TX\|DALLAS, TX\|DALLAS, TX\|ARLINGTON, TX\|LANCASTER, TX\|ARLINGTON, TX\|ARLINGTON, TX\|DALLAS, TX\|DALLAS, TX\|MIDLOTHIAN, TX\|DUNCANVILLE, TX\|CEDAR HILL, TX\|DALLAS, TX\|MANSFIELD, TX\|MANSFIELD, TX\|ARLINGTON, TX\|GRAND PRAIRIE, TX\|GRAND PRAIRIE, TX\|DE SOTO, TX\|GRAND PRAIRIE, TX\|ARLINGTON, TX\|GRAND PRAIRIE, TX\|DALLAS, TX\|MANSFIELD, TX\|COLLEYVILLE, TX\|COLLEYVILLE, TX	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 26, 2005	Feb 1, 2010	no	HOUSTON, TX\|DALLAS, TX\|DALLAS, TX\|LITTLE ROCK, AR\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	CITIGROUP GLOBAL MARKETS INC.	Nov 12, 2021	Feb 4, 2022	84	Firm change	Ibd to ibd
USAA INVESTMENT SERVICES COMPANY	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jun 17, 2020	Sep 18, 2020	93	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	USAA FINANCIAL PLANNING SERVICES	Jan 7, 2015	Mar 13, 2015	65	Firm change	Other
PARK AVENUE SECURITIES LLC	J.P. MORGAN SECURITIES LLC	Sep 16, 2013	Sep 18, 2013	2	Firm change	Other
J.P. MORGAN SECURITIES LLC	PARK AVENUE SECURITIES LLC	Oct 9, 2012	Feb 25, 2013	139	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
CUNA BROKERAGE SERVICES, INC.	CHASE INVESTMENT SERVICES CORP.	Feb 1, 2010	Nov 2, 2010	274	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:110476:TX:2020-06-17	Jun 17, 2020	Sep 18, 2020	PLANO, TX	Firm change

Relationships

Registered with (8)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Feb 4, 2022 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Nov 12, 2021factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Jun 17, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 13, 2015 to Jan 8, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 18, 2013 to Jan 7, 2015factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Feb 25, 2013 to Sep 16, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 2, 2010 to Oct 1, 2012factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 26, 2005 to Feb 1, 2010factForm ADV

Dated events

No dated event names this entity yet.