DFX Intelligence
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Reading the graph
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Advisor at M••••••
Tigard, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• | Bd affiliated wealth | Jan 3, 2022 | n/a | yes | Tigard, OR | Current employment |
| C••••••• A••••••• S•••••••• L•• | Former SEC adviser | Jul 9, 2018 | Jan 28, 2022 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• A••••••• S•••••••• L•• | M•••••• | Jan 28, 2022 | Jan 3, 2022 | -25 | Firm change | RIA to ibd |
| C••••• A••••••• L•• | C••••••• A••••••• S•••••••• L•• | Oct 24, 2018 | Jul 9, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290231:140195:OR:2022-01-28 | Jan 28, 2022 | Jan 3, 2022 | PORTLAND, OR | Firm change |
| C••••• A••••••• L•• |
| Former SEC adviser |
| Feb 28, 2012 |
| Oct 24, 2018 |
| no |
| GREENWOOD VILLAGE, CO|PORTLAND, OR|HIGHLAND, UT |
| Previous registration |
| P•••••• W••• F•••••••• C••••••••• I•• | Former SEC adviser | Jun 8, 2004 | Feb 28, 2012 | no | RENTON, WA|PORTLAND, OR | Previous registration |
| -107 |
| Firm change after gap |
| Ibd to RIA |
| P•••••• W••• F•••••••• C••••••••• I•• | C••••• A••••••• L•• | Feb 28, 2012 | Feb 28, 2012 | 0 | Bulk transfer | Other |