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C•••••••• M••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••••••• M••••• H••••••

Advisor at N•••••• 1• F•••••••• A••••••• I•••

Old Greenwich, CT | RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1f66c6d-fd78-1486-1907-eb9181670510

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• 1• F•••••••• A••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 4, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• 1• F•••••••• A••••••• I•••	State registered	Jan 9, 2026	n/a	yes	RED BANK, NJ\|Old Greenwich, CT	Current employment
F••••• C•••••• A•••••••• L••	Independent wealth	Aug 5, 2024	Dec 22, 2025	no	Old Greenwich, CT\|PRAIRIE VILLAGE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• C•••••• A•••••••• L••	N•••••• 1• F•••••••• A••••••• I•••	Dec 22, 2025	Jan 9, 2026	18	Firm change	RIA to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
309709:121239:KS:2025-12-22	Dec 22, 2025	Jan 9, 2026	PRAIRIE VILLAGE, KS	Firm change

Relationships

Registered with (2)

→ N•••••• 1• F•••••••• A••••••• I•••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ F••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 5, 2024 to Dec 22, 2025factForm ADV

Dated events

Occurred
Dec 22, 2025
Advisor changed firm
C•••••••• M••••• H•••••• left F••••• C•••••• A•••••••• L•• for N•••••• 1• F•••••••• A••••••• I••• (registered 2026-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1f66c6d-fd78-1486-1907-eb9181670510
First observed: Aug 5, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.