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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant17 years in industry

DAVID ALAN FOWLER

Advisor at FACET

WEST PALM BEACH, FL | Wind Gap, PA

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Search this name across graphsid dfx:ria:e200ef7b-42ff-fecd-16c3-ee00877cf063

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
First registration: Apr 16, 2009
Dual registered: no
Other names: David A Fowler
IAPD individual key: 5146297

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Jul 30, 2026	n/a	yes	WEST PALM BEACH, FL\|Wind Gap, PA	Current employment
SMARTPATH ADVISORS	No RAUM reported	Jul 9, 2024	Jul 21, 2026	no	ATLANTA, GA\|Fort Myers, FL	Previous registration
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Jul 27, 2022	Jun 27, 2024	no	HAWTHORNE, NJ\|SARASOTA, FL	Previous registration
HIGH MOUNTAIN FINANCIAL PLANNING	State registered	Feb 17, 2021	Jul 13, 2026	no	FORT MYERS, FL	Previous registration
DIVERSIFIED STRATEGIES LLC	State registered	May 12, 2015	Feb 22, 2021	no	SADDLE BROOK, NJ	Previous registration
Spc	Bd affiliated wealth	Apr 16, 2009	Nov 4, 2009	no	BERGENFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SMARTPATH ADVISORS	Facet	Jul 21, 2026	Jul 30, 2026	9	Firm change	Other
HIGH MOUNTAIN FINANCIAL PLANNING	ORIGIN INVESTMENT ADVISORY LLC	Jul 13, 2026	Jul 27, 2022	-1,447	Firm change after gap	Other
ORIGIN INVESTMENT ADVISORY LLC	SMARTPATH ADVISORS	Jun 27, 2024	Jul 9, 2024	12	Firm change	Other
DIVERSIFIED STRATEGIES LLC	HIGH MOUNTAIN FINANCIAL PLANNING	Feb 22, 2021	Feb 17, 2021	-5	Firm change	Other
Spc	DIVERSIFIED STRATEGIES LLC	Nov 4, 2009	May 12, 2015	2,015	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305353:304563:FL:2024-06-19	Jun 27, 2024	Jul 9, 2024	SARASOTA, FL	Firm change

Relationships

Registered with (6)

→ FACETRegistered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ SMARTPATH ADVISORSRegistered adviserregistration: previous registration
Jul 9, 2024 to Jul 21, 2026factForm ADV
→ HIGH MOUNTAIN FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Feb 17, 2021 to Jul 13, 2026factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Jul 27, 2022 to Jun 27, 2024factForm ADV
→ DIVERSIFIED STRATEGIES LLCRegistered adviserregistration: previous registration
May 12, 2015 to Feb 22, 2021factForm ADV
→ SPCRegistered adviserregistration: previous registration
Apr 16, 2009 to Nov 4, 2009factForm ADV

Dated events

Occurred
Jul 21, 2026
Advisor changed firm
David Alan Fowler left Smartpath Advisors for Facet (registered 2026-07-30)
Form ADVobserved 5 days ago
Occurred
Jul 13, 2026
Advisor changed firm
David Alan Fowler left High Mountain Financial Planning for Origin Investment Advisory Llc (registered 2022-07-27)
Form ADVobserved 5 days ago
Occurred
Jun 27, 2024
Advisor changed firm
David Alan Fowler left Origin Investment Advisory Llc for Smartpath Advisors (registered 2024-07-09)
Form ADVobserved 5 days ago