DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Alan Fowler

Facetindependent RIAWest Palm Beach, Fl IA-onlyIAPD 5146297

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as David A Fowler

At current firm

0 y

since Jul 30, 2026

In the industry

17 y

since Apr 16, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Facet independent RIA current
since Jul 30, 2026 · West Palm Beach, Fl
Smartpath Advisors no RAUM
Jul 9, 2024 to Jul 21, 2026 · Atlanta, Ga
Origin Investment Advisory LLC independent RIA
Jul 27, 2022 to Jun 27, 2024 · Hawthorne, Nj
High Mountain Financial Planning state registered
Feb 17, 2021 to Jul 13, 2026 · Fort Myers, Fl
Diversified Strategies LLC state registered
May 12, 2015 to Feb 22, 2021 · Saddle Brook, Nj
Spc BD affiliated
Apr 16, 2009 to Nov 4, 2009 · Bergenfield, Nj

Moves

a registration end followed by a registration begin elsewhere

Smartpath Advisors to Facet
left Jul 21, 2026, registered Jul 30, 2026 (9 days) · Other
High Mountain Financial Planning to Origin Investment Advisory LLC
left Jul 13, 2026, registered Jul 27, 2022 (-1447 days) · Other
Origin Investment Advisory LLC to Smartpath Advisors
left Jun 27, 2024, registered Jul 9, 2024 (12 days) · Other · moved with a team
Diversified Strategies LLC to High Mountain Financial Planning
left Feb 22, 2021, registered Feb 17, 2021 (-5 days) · Other
Spc to Diversified Strategies LLC
left Nov 4, 2009, registered May 12, 2015 (2015 days) · Other

Signals

David Alan Fowler left Smartpath Advisors for Facet (registered 2026-07-30)
Jul 21, 2026 · Advisor changed firm · fact
David Alan Fowler left High Mountain Financial Planning for Origin Investment Advisory Llc (registered 2022-07-27)
Jul 13, 2026 · Advisor changed firm · fact
David Alan Fowler left Origin Investment Advisory Llc for Smartpath Advisors (registered 2024-07-09)
Jun 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address