DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• W••••• M•••••••••
FT SMITH, AR | MISSION, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• W••••• M••••••••• | Independent wealth | Jan 16, 2026 | n/a | yes | MISSION, KS|FT SMITH, AR | Current employment |
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Jan 26, 2022 | Dec 16, 2024 | no | Kansas City, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••••• R••••••••• A•••••••• L•• | A••••• W••••• M••••••••• | Dec 16, 2024 | Jan 16, 2026 | 396 | Firm change | Ibd to RIA |
| P•••••••• S••••••••• I••• | T••••••••• R••••••••• A•••••••• L•• | Jan 4, 2022 | Jan 26, 2022 |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jun 20, 2005 | Jan 4, 2022 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|DES MOINES, IA|OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| J••• M••••• I••••••••• I••••••••• | Former SEC adviser | Apr 29, 2005 | May 23, 2005 | no | KANSAS CITY, MO | Previous registration |
| 22 |
| Firm change |
| Ibd to ibd |
| J••• M••••• I••••••••• I••••••••• | P•••••••• S••••••••• I••• | May 23, 2005 | Jun 20, 2005 | 28 | Firm change | Other |