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Advisor at HARBOR INVESTMENT ADVISORY, LLC
Lutherville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBOR INVESTMENT ADVISORY, LLC | Mixed wealth | Jan 22, 2010 | n/a | yes | Lutherville, MD | Current employment |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jan 17, 2003 | Jan 29, 2010 | no | BALTIMORE, MD|BALTIMORE, MD|WEST CONSHOHOCKEN, PA | Previous registration |
| PERSHING LLC | n/a | Apr 3, 2001 | Jan 17, 2003 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE SECURITIES (USA) LLC | HARBOR INVESTMENT ADVISORY, LLC | Jan 29, 2010 | Jan 22, 2010 | -7 | Firm change | Other |
| PERSHING LLC | CREDIT SUISSE SECURITIES (USA) LLC | Jan 17, 2003 | Jan 17, 2003 | 0 | Bulk transfer | Other |