DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• I••••••••• G••••
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• I••••••••• G•••• | Independent wealth | Mar 5, 2025 | n/a | yes | BETHESDA, MD | Current employment |
| G••••••••• A•••••••• L•• | Independent wealth | May 4, 2020 | Feb 28, 2025 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••••• A•••••••• L•• | S•••••• I••••••••• G•••• | Feb 28, 2025 | Mar 5, 2025 | 5 | Firm change | RIA to RIA |
| R•• C•••••• M••••••• L•• | G••••••••• A•••••••• L•• | May 13, 2020 | May 4, 2020 |
| R•• C•••••• M••••••• L•• | National bd RIA | Jan 12, 2016 | May 13, 2020 | no | HUNT VALLEY, MD|HUNT VALLEY, MD|BALTIMORE, MD|HUNT VALLEY, MD|MINNEAPOLIS, MN | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jun 15, 2015 | Jan 15, 2016 | no | COLUMBIA, MD | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Dec 1, 2014 | Jun 24, 2015 | no | HUNT VALLEY, MD | Previous registration |
| -9 |
| Firm change |
| Other |
| E•••••••• A•••••••• L•• | R•• C•••••• M••••••• L•• | Jan 15, 2016 | Jan 12, 2016 | -3 | Firm change | Ibd to ibd |
| R•• C•••••• M••••••• L•• | E•••••••• A•••••••• L•• | Jun 24, 2015 | Jun 15, 2015 | -9 | Firm change | Ibd to ibd |