DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• H••••••

S•••••• I••••••••• G••••independent RIABethesda, MdIA-onlyIAPD 6284209

Certified Financial Planner

Feed of 09/14/2026

Also filed as Z•••••• H••••••

At current firm

1 y

since Mar 5, 2025

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• I••••••••• G•••• independent RIA current
since Mar 5, 2025 · Bethesda, Md
G••••••••• A•••••••• L•• independent RIA
May 4, 2020 to Feb 28, 2025 · Towson, Md
R•• C•••••• M••••••• L•• national BD
Jan 12, 2016 to May 13, 2020 · Hunt Valley, Md
E•••••••• A•••••••• L•• national BD
Jun 15, 2015 to Jan 15, 2016 · Columbia, Md
R•• C•••••• M••••••• L•• national BD
Dec 1, 2014 to Jun 24, 2015 · Hunt Valley, Md

Moves

a registration end followed by a registration begin elsewhere

G••••••••• A•••••••• L•• to S•••••• I••••••••• G••••
left Feb 28, 2025, registered Mar 5, 2025 (5 days) · RIA to RIA
R•• C•••••• M••••••• L•• to G••••••••• A•••••••• L••
left May 13, 2020, registered May 4, 2020 (-9 days) · Other
E•••••••• A•••••••• L•• to R•• C•••••• M••••••• L••
left Jan 15, 2016, registered Jan 12, 2016 (-3 days) · Affiliated broker-dealer or bank to another
R•• C•••••• M••••••• L•• to E•••••••• A•••••••• L••
left Jun 24, 2015, registered Jun 15, 2015 (-9 days) · Affiliated broker-dealer or bank to another

Signals

Z•••••• H•••••• left G••••••••• A•••••••• L•• for S•••••• I••••••••• G•••• (registered 2025-03-05)
Feb 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address