DFX Intelligence

M•••••• J••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

M•••••• J••• C•••••

Advisor at H••••• W••••• M••••••••• G••••• I•••

BLOOMINGTON, IN

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Search this name across graphsid dfx:ria:e21f3b73-f6ad-76bd-e70e-64b0a90a0693

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• W••••• M••••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• W••••• M••••••••• G••••• I•••	Independent wealth	May 2, 2016	n/a	yes	BLOOMINGTON, IN	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 29, 2009	May 3, 2016	no	BLOOMINGTON, IN\|BLOOMINGTON, IN\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	H••••• W••••• M••••••••• G••••• I•••	May 3, 2016	May 2, 2016	-1	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:282587:IN:2016-05-03	May 3, 2016	May 2, 2016	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (2)

→ H••••• W••••• M••••••••• G••••• I•••Registered adviserregistration: current employment
May 2, 2016 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 29, 2009 to May 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e21f3b73-f6ad-76bd-e70e-64b0a90a0693
First observed: Jul 29, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.