DFX Intelligence

R••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

R••• H••••••

Advisor at O••• A••••••• S•••••••

PLANTATION, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• A••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• A••••••• S•••••••	State registered	Apr 10, 2026	n/a	yes	PLANTATION, FL	Current employment
L•• A••••••• S•••••••• L••	Former SEC adviser	Apr 22, 2016	Mar 17, 2026	no	PLANTATION, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• A••••••• S•••••••• L••	O••• A••••••• S•••••••	Mar 17, 2026	Apr 10, 2026	24	Firm change	RIA to state RIA
B••• I••••••••• S•••••••• I•••	L•• A••••••• S•••••••• L••	Apr 15, 2016	Apr 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
33856:172009:FL:2016-04-15	Apr 15, 2016	Apr 22, 2016	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (7)

→ O••• A••••••• S•••••••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ L•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 22, 2016 to Mar 17, 2026factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2015 to Apr 15, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

Order

Occurred
17 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.