RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• H••••••
- O••• A••••••• S••••••• state registered currentsince Apr 10, 2026 · Plantation, Fl
- L•• A••••••• S•••••••• L•• formerApr 22, 2016 to Mar 17, 2026 · Plantation, Fl
- B••• I••••••••• S•••••••• I••• formerJul 8, 2015 to Apr 15, 2016 · Fort Lauderdale, Fl
- L•• F•••••••• L•• BD affiliatedJan 4, 2011 to Jul 6, 2015 · Hollywood, Fl
- C••• B•••••••• S•••••••• I••• formerNov 29, 2006 to Feb 26, 2007 · Miramar, Fl
- I••• S••••••••• I••• unclassifiedMar 30, 2005 to Oct 13, 2006 · Hollywood, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 8, 2004 to Mar 15, 2005 · Fort Lauderdale, Fl
- L•• A••••••• S•••••••• L•• to O••• A••••••• S•••••••left Mar 17, 2026, registered Apr 10, 2026 (24 days) · RIA to a state-registered adviser
- B••• I••••••••• S•••••••• I••• to L•• A••••••• S•••••••• L••left Apr 15, 2016, registered Apr 22, 2016 (7 days) · Other · moved with a team
- L•• F•••••••• L•• to B••• I••••••••• S•••••••• I•••left Jul 6, 2015, registered Jul 8, 2015 (2 days) · Other
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Feb 26, 2007, registered Jan 4, 2011 (1408 days) · Other
- I••• S••••••••• I••• to C••• B•••••••• S•••••••• I•••left Oct 13, 2006, registered Nov 29, 2006 (47 days) · Other
- A• G• E•••••• • S•••• I••• to I••• S••••••••• I•••left Mar 15, 2005, registered Mar 30, 2005 (15 days) · Other
- R••• H•••••• left L•• A••••••• S•••••••• L•• for O••• A••••••• S••••••• (registered 2026-04-10)Mar 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address