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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MARK KEVIN KING

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Norfolk, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 14, 1997
First registration: Mar 7, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2441997

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 22, 2017	n/a	yes	Norfolk, VA	Current employment
WFG ADVISORS, LP	Former SEC adviser	Jan 14, 2014	Aug 22, 2017	no	DALLAS, TX\|NORFOLK, VA	Previous registration
LATITUDE ADVISORS, LLC	Independent wealth	Feb 5, 2013	Feb 6, 2014	no	NORFOLK, VA\|YORKVILLE, IL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 7, 2001	Feb 7, 2013	no	NORFOLK, VA\|RICHMOND, VA\|NORFOLK, VA\|NORFOLK, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WFG ADVISORS, LP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 22, 2017	Aug 22, 2017	0	Firm change	Other
LATITUDE ADVISORS, LLC	WFG ADVISORS, LP	Feb 6, 2014	Jan 14, 2014	-23	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	LATITUDE ADVISORS, LLC	Feb 7, 2013	Feb 5, 2013	-2	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 22, 2017 to presentfactForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Jan 14, 2014 to Aug 22, 2017factForm ADV
→ LATITUDE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 5, 2013 to Feb 6, 2014factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 7, 2001 to Feb 7, 2013factForm ADV

Dated events

No dated event names this entity yet.