RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• K•••• K•••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 22, 2017 · Norfolk, Va
- W•• A•••••••• L• formerJan 14, 2014 to Aug 22, 2017 · Dallas, Tx
- L••••••• A•••••••• L•• independent RIAFeb 5, 2013 to Feb 6, 2014 · Norfolk, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 7, 2001 to Feb 7, 2013 · Norfolk, Va
- W•• A•••••••• L• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 22, 2017, registered Aug 22, 2017 (0 days) · Other
- L••••••• A•••••••• L•• to W•• A•••••••• L•left Feb 6, 2014, registered Jan 14, 2014 (-23 days) · Other
- V•••• F•••••••• A•••••••• I••• to L••••••• A•••••••• L••left Feb 7, 2013, registered Feb 5, 2013 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address