DFX Intelligence

C•••• C•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

C•••• C•••• S••••••••

Advisor at I•••••••• A•••••••• L••

URBANDALE, IA

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Search this name across graphsid dfx:ria:e259ef14-d05b-bd1e-8286-d266d1f980ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	URBANDALE, IA	Current employment
L••• S••••• A•••••••• L••	Former SEC adviser	Aug 6, 2025	Nov 3, 2025	no	Salt Lake City, UT\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••• L••	I•••••••• A•••••••• L••	Nov 3, 2025	Nov 3, 2025	0	Bulk transfer	Ibd to ibd
A••• A••••••• P•••••••	L••• S••••• A•••••••• L••	Jun 30, 2025	Aug 6, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
169114:133535:MI:2025-06-30	Jun 30, 2025	Jun 18, 2025	BIRMINGHAM, MI	Firm change

Relationships

Registered with (5)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 6, 2025 to Nov 3, 2025factForm ADV
→ A••• A••••••• P•••••••Registered adviserregistration: previous registration
Jun 18, 2025 to Jun 30, 2025factForm ADV
→ S•••••••• I••••••••• A•••••••• L••

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e259ef14-d05b-bd1e-8286-d266d1f980ef
First observed: Jan 20, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.