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RIA / WealthAdvisor22 years in industry

CRAIG R MARSON

Advisor at 5C CAPITAL MANAGEMENT, LLC

Woodcliff Lake, NJ | WOODCLIFF LAKE, NJ

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Search this name across graphsid dfx:ria:e260517e-15f9-b01e-8ba1-6bb16ab31a07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 5C CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65
First exam: Jun 1, 2004
First registration: Apr 21, 2005
Dual registered: no
Other names: CRAIG R. MARSON
IAPD individual key: 4354868

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
5C CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 7, 2017	n/a	yes	Woodcliff Lake, NJ\|WOODCLIFF LAKE, NJ	Current employment
CLARK DODGE ASSET MANAGEMENT, LLC	Former SEC adviser	Jul 11, 2013	Feb 7, 2017	no	WHITE PLAINS, NY	Previous registration
STONEGATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Jan 24, 2007	Apr 16, 2013	no	CARY, NC	Previous registration
GERSTEIN FISHER	Former SEC adviser	Sep 29, 2005	Jan 25, 2007	no	NEW YORK, NY	Previous registration
AEPG WEALTH STRATEGIES	Former SEC adviser	Apr 21, 2005	Sep 23, 2005	no	WATCHUNG, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLARK DODGE ASSET MANAGEMENT, LLC	5C CAPITAL MANAGEMENT, LLC	Feb 7, 2017	Feb 7, 2017	0	Firm change	Other
STONEGATE WEALTH MANAGEMENT, LLC	CLARK DODGE ASSET MANAGEMENT, LLC	Apr 16, 2013	Jul 11, 2013	86	Firm change	Other
GERSTEIN FISHER	STONEGATE WEALTH MANAGEMENT, LLC	Jan 25, 2007	Jan 24, 2007	-1	Firm change	Other
AEPG WEALTH STRATEGIES	GERSTEIN FISHER	Sep 23, 2005	Sep 29, 2005	6	Firm change	Other

Relationships

Registered with (5)

→ 5C CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 7, 2017 to presentfactForm ADV
→ CLARK DODGE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 11, 2013 to Feb 7, 2017factForm ADV
→ STONEGATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2007 to Apr 16, 2013factForm ADV
→ GERSTEIN FISHERRegistered adviserregistration: previous registration
Sep 29, 2005 to Jan 25, 2007factForm ADV
→ AEPG WEALTH STRATEGIESRegistered adviserregistration: previous registration
Apr 21, 2005 to Sep 23, 2005factForm ADV

Dated events

No dated event names this entity yet.