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J•••• L•• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J•••• L•• R•••

Advisor at S••••• W••••• L••

Hanover, PA | BIRMINGHAM, MI

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Search this name across graphsid dfx:ria:e266fb51-3632-92bf-620e-8688d4c556e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 9, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• L••	Independent wealth	Feb 16, 2026	n/a	yes	Hanover, PA\|BIRMINGHAM, MI	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	May 14, 2025	Jan 28, 2026	no	Hanover, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	S••••• W••••• L••	Jan 28, 2026	Feb 16, 2026	19	Firm change	Ibd to RIA
E•••••••• M••• A•••• M••••••••• L••	A• W••••• M••••••••• L••	May 15, 2025	May 14, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
322382:282580:CA:2025-05-15	May 15, 2025	May 14, 2025	DANVILLE, CA	Firm change

Relationships

Registered with (3)

→ S••••• W••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 14, 2025 to Jan 28, 2026factForm ADV
→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 9, 2024 to May 15, 2025factForm ADV

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
J•••• L•• R••• left A• W••••• M••••••••• L•• for S••••• W••••• L•• (registered 2026-02-16)
Form ADVobserved 7 days ago
Occurred
May 15, 2025
Advisor changed firm
J•••• L•• R••• left E•••••••• M••• A•••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2025-05-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e266fb51-3632-92bf-620e-8688d4c556e3
First observed: May 9, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.