DFX Intelligence

D•••••• C•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

D•••••• C•••••• H••••

Advisor at N•••••

SOUTHBURY, CT

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Search this name across graphsid dfx:ria:e26c881a-5f28-9c84-0dbc-b2684a846273

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••	Independent wealth	Jan 1, 2026	n/a	yes	SOUTHBURY, CT	Current employment
S•••• • Y•••••••• L••	Former SEC adviser	Jan 26, 2012	Jun 13, 2012	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	S•••• • Y•••••••• L••	Feb 25, 2016	Jan 26, 2012	-1,491	Firm change after gap	Other
S•••• • Y•••••••• L••	N•••••	Jun 13, 2012	Jan 1, 2026

Relationships

Registered with (6)

→ N•••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Nov 2, 2011 to Feb 25, 2016factForm ADV
→ S•••• • Y•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2012 to Jun 13, 2012factForm ADV
→ S••••• A••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e26c881a-5f28-9c84-0dbc-b2684a846273
First observed: Aug 25, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.