RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Title
- Founder & CEO, Newday Financial Technologiesreportednewdayimpact.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N••••• independent RIA currentsince Jan 1, 2026 · Southbury, Ct
- S•••• • Y•••••••• L•• formerJan 26, 2012 to Jun 13, 2012 · San Francisco, Ca
- S•••••• N••••••• • C••••••• I••••••••• national BDNov 2, 2011 to Feb 25, 2016 · San Francisco, Ca
- S•••• • Y•••••••• L•• formerApr 5, 2011 to Nov 3, 2011 · San Francisco, Ca
- S••••• A••• A•••• M••••••••• I••• formerFeb 11, 2011 to Apr 11, 2011 · San Francisco, Ca
- N••••••••• C•••••• P••••••• I••• unclassifiedApr 8, 2004 to Mar 11, 2011 · Newport Beach, Ca
- P•••• S•••••• • C•• institutionalAug 25, 2000 to Apr 22, 2004 · San Francisco, Ca
- S•••••• N••••••• • C••••••• I••••••••• to S•••• • Y•••••••• L••left Feb 25, 2016, registered Jan 26, 2012 (-1491 days) · Other
- S•••• • Y•••••••• L•• to N•••••left Jun 13, 2012, registered Jan 1, 2026 (4950 days) · Other
- S•••• • Y•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Nov 3, 2011, registered Nov 2, 2011 (-1 days) · channel change inside one enterprise, not a move
- S••••• A••• A•••• M••••••••• I••• to S•••• • Y•••••••• L••left Apr 11, 2011, registered Apr 5, 2011 (-6 days) · Other
- N••••••••• C•••••• P••••••• I••• to S••••• A••• A•••• M••••••••• I•••left Mar 11, 2011, registered Feb 11, 2011 (-28 days) · Other
- P•••• S•••••• • C•• to N••••••••• C•••••• P••••••• I•••left Apr 22, 2004, registered Apr 8, 2004 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address