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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

ARTURO ANDREWS

Advisor at J.P. MORGAN SECURITIES LLC

NEW BRAUNFELS, TX

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Search this name across graphsid dfx:ria:e2756e8b-ac27-bec9-b574-8f72f7ff6d16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 3, 2005
First registration: Dec 17, 2008
Dual registered: yes, broker-dealer
Other names: ARTURO ANDREWS|TITO ANDREWS|ARTURO ANDREWS|ARTURO ANDREWS, JR.|ARTURO ANDREWS
IAPD individual key: 4952731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	NEW BRAUNFELS, TX	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 6, 2011	Oct 1, 2012	no	LAREDO, TX\|SAN ANTONIO, TX\|LAREDO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 29, 2009	Apr 7, 2011	no	SAN ANTONIO, TX	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Jun 1, 2009	Sep 16, 2009	no	BOERNE, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 17, 2008	Mar 25, 2009	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Apr 7, 2011	May 6, 2011	29	Firm change	Other
ADVISORS ASSET MANAGEMENT, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 16, 2009	Sep 29, 2009	13	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	ADVISORS ASSET MANAGEMENT, INC.	Mar 25, 2009	Jun 1, 2009	68	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 6, 2011 to Oct 1, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 29, 2009 to Apr 7, 2011factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 16, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 17, 2008 to Mar 25, 2009factForm ADV

Dated events

No dated event names this entity yet.