DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
AUBURN HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Aug 29, 2025 | n/a | yes | AUBURN HILLS, MI | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 3, 2023 | Sep 9, 2025 | no | Bloomfield Hills, MI|Washington Twp, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | R•••••• J•••• • A••••••••• I••• | Sep 9, 2025 | Aug 29, 2025 | -11 | Firm change | Ibd to ibd |
| C••••••• S••••••••• | A••••••••• F•••••••• S•••••••• L•• | Nov 3, 2023 | Nov 3, 2023 |
| C••••••• S••••••••• | Former SEC adviser | Aug 19, 2005 | Nov 3, 2023 | no | WARREN, MI|GROSSE POINTE WOODS, MI|FARMINGTON, MI|WARREN, MI|BLOOMFIELD HILLS, MI | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 6, 2005 | Aug 16, 2005 | no | CHICAGO, IL | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Apr 19, 2005 | Jul 6, 2005 | no | TROY, MI | Previous registration |
| 0 |
| Bulk transfer |
| RIA to ibd |
| C•••• I••••••••• S••••••• C•••• | C••••••• S••••••••• | Aug 16, 2005 | Aug 19, 2005 | 3 | Firm change | Other |
| B••• O•• S••••••••• C••••••••• | C•••• I••••••••• S••••••• C•••• | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |