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RIA Intelligence
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Registered advisor
D••••• L•• F•••••••
Feed of 09/14/2026
At current firm
1 y
since Aug 29, 2025
In the industry
31 y
since May 1, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 29, 2025 · Auburn Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2023 to Sep 9, 2025 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerAug 19, 2005 to Nov 3, 2023 · Warren, Mi
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Aug 16, 2005 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedApr 19, 2005 to Jul 6, 2005 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Sep 9, 2025, registered Aug 29, 2025 (-11 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to C••••••• S•••••••••left Aug 16, 2005, registered Aug 19, 2005 (3 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
- D••••• L•• F••••••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-08-29)Sep 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address