DFX Intelligence

P•••• B• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

P•••• B• R•••••••

Advisor at C•••••••••

SANTA FE, NM

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Search this name across graphsid dfx:ria:e29cb441-1a8f-5f7b-a6b9-0c03f372d528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 7, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••••	State registered	Jan 15, 2026	n/a	yes	SANTA FE, NM	Current employment
V••• R••••••••• A•••••••• L••	Other adviser	Sep 14, 2022	Jan 15, 2026	no	WINDSOR, CT\|Santa Fe, NM	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	V••• R••••••••• A•••••••• L••	Jan 15, 2026	Sep 14, 2022	-1,219	Firm change after gap	Other
V••• R••••••••• A•••••••• L••	C•••••••••	Jan 15, 2026	Jan 15, 2026

Relationships

Registered with (5)

→ C•••••••••Registered adviserregistration: current employment
Jan 15, 2026 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2022 to Jan 15, 2026factForm ADV
→ V••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 14, 2022 to Jan 15, 2026factForm ADV
→ M••••••••• R•••••••••

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e29cb441-1a8f-5f7b-a6b9-0c03f372d528
First observed: Jun 7, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.