DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••• O• L••••• I••••••••• M••••••••• C•••••• L••••••
Legal name C••• O• L••••• I••••••••• M••••••••• C• L••
Latest filing Jun 18, 2026
First filing on the tape Mar 30, 2012 · 47 filings
SEC status approved since Apr 28, 1994
RAUM
$6.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
74
26 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
16
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$6.8B as of Jun 18, 2026
Aug 30, 2012$4.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Aug 30, 20120 then
Employees (5.A)74 as of Jun 18, 2026
Aug 29, 201373 then
Private funds16 as of Jun 18, 2026
Aug 30, 201217 then
RAUM +8.3% over the last fiscal year+5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $159MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B54%
- Charitable organizations$1.6B24%
- State and municipal entities$606M8.9%
- Investment companies$455M6.6%
- Corporations and businesses$409M6.0%
- Pension and profit-sharing plans$28.3M0.4%
- Banks and thrifts$20.6M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 4reported
- Accounts
- 43reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.61 institutional_share=0.33 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
34 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C• A•• W•••• E• U• E••••• C•• F••• | Other Private Fund | $494M | 36 | Sep 25, 2020 |
| C• I••••••••• E••••• C•• F••• | Other Private Fund | $439M | 34 | Sep 28, 2017 |
| E••••••• M•••••• C•••••• F••• | Other Private Fund | $371M | 19 | Mar 30, 2012 |
| T•• E••••••• ••••• M•••••• C•••••• F••• | Other Private Fund | $347M | 13 | Mar 30, 2012 |
| I••••••••• E••••• C•• F••• | Other Private Fund | $346M | 16 | Mar 30, 2012 |
| T•• E••••••• •••• M•••••• C•••••• F••• | Other Private Fund | $301M | 2 | Mar 30, 2012 |
| G••••• E••••••• M•••••• F••• | Other Private Fund | $245M | 3 | May 7, 2014 |
| A•• W•••• E• U• E••••• C•• F••• | Other Private Fund | $244M | 6 | Sep 28, 2021 |
| E••••••• M•••••• F••• F••• | Other Private Fund | $196M | 14 | May 7, 2014 |
| H• I••••••••• E••••• C•• F••• | Other Private Fund | $178M | 3 | Sep 25, 2020 |
| E••••••• M•••••• G••••• F••• | Other Private Fund | $138M | 20 | May 7, 2014 |
| E••••••• M•••••• I••••••••• F••• | Other Private Fund | $137M | 15 | May 7, 2014 |
| T•• B••••• V•••• A•• G••••• F•••no longer reported | Other Private Fund | $105M | 27 | Mar 30, 2012 |
| E• S•••••• S••••••••• C•• F•••••• F••• | Other Private Fund | $67.6M | 6 | Sep 28, 2018 |
| O••••••••• V•••• F••• | Other Private Fund | $48.8M | 6 | Sep 28, 2017 |
| A••• V•••• A•• G••••• F•••no longer reported | Other Private Fund | $47.8M | 23 | Mar 30, 2012 |
| E••••••• A••• S•••• C•• F•••no longer reported | Other Private Fund | $40.4M | 16 | Apr 24, 2013 |
| T•• F••••••• E••••••• M•••••• F••• | Other Private Fund | $36.3M | 13 | Mar 30, 2012 |
| T•• E••••••• M•••••• S•••• C•• F•••no longer reported | Other Private Fund | $31.8M | 19 | Apr 24, 2013 |
| T•• E• P••• C•• F••• | Other Private Fund | $19.6M | 2 | Mar 30, 2012 |
| T•• M••••• V•••• A•• G•••••no longer reported | Other Private Fund | $15.9M | 3 | Mar 30, 2012 |
| T•• C•••• V•••• A•• G••••• F•••no longer reported | Other Private Fund | $13.8M | 11 | Mar 30, 2012 |
| I••••••••• E••••••• M•••••• C•••••• F•••no longer reported | Other Private Fund | $13.6M | 2 | Mar 30, 2012 |
| T•• N•••••• R••••••• F•••no longer reported | Other Private Fund | $13.1M | 18 | Mar 30, 2012 |
| E••••••• M•••••• R••• F••• | Other Private Fund | $11.9M | 4 | Apr 3, 2019 |
| G••••• A••••••• R••••• F•••no longer reported | Hedge Fund | $7.9M | 4 | Mar 30, 2012 |
| C•••• •• S•••• •••• F••• | Other Private Fund | $7.8M | 6 | Mar 30, 2012 |
| T••••••• I••••• C•• F•••no longer reported | Other Private Fund | $5.9M | 7 | Aug 30, 2012 |
| G••••• E••••• F••• O• C••• | Other Private Fund | $2.7M | 1 | Sep 27, 2022 |
| I••••••••• R••• F••• | Other Private Fund | $2.4M | 1 | Apr 3, 2019 |
| T•• E••••••• M•••••• V•••• • G••••• F•••no longer reported | Other Private Fund | $2.3M | 3 | Mar 30, 2012 |
| T•• B••••••••• F••• | Other Private Fund | $1.5M | 2 | Sep 28, 2017 |
| G•• E••••••• M•••••• C•••••• F•••no longer reported | Other Private Fund | $1.1M | 4 | Mar 30, 2012 |
| C•••• E••••• F•••no longer reported | Other Private Fund | $678,651 | 12 | Sep 29, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• D••••••••• · Director And Cfocontrolsince 07/2021 · owns less than 5%
- G•••••••• T•••••• W•••• · Ceo & Directorcontrolsince 03/2019 · owns less than 5%
- Y••••• C•••••• M••••• · Director And Head Of Business Developmentcontrolsince 11/2019 · owns less than 5%
- I••••••• A••••••• F•••••• · Chief Operations Officersince 05/2019 · owns less than 5%
- M••••• N••••• R•••••• M•• · Uk Head Of Compliancesince 05/2023 · owns less than 5%
- R•••••• C••••••• J••••• · US Chief Compliance Officersince 01/2023 · owns less than 5%
Entity owners
- C••• O• L••••• I••••••••• G•••• P•• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- C••• O• L••••• I••••••••• M••••••••• ••••••••• P••• L••investment advisery
- K••••• I••••••••• M•••••••••investment advisernRAUM $4.0B
Advisers that list C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• as a related person
- 110275 n
Offices
Schedule D 1.F, the 25 largest
- West Chester, PA6 employees
What changed
consecutive filings, newest first
- Accounts · 35 to 43Jun 11, 2025 to Nov 19, 2025
- Charity clients · unset to 4.0Jun 11, 2025 to Nov 19, 2025
- Corporate clients · unset to 2.0Jun 11, 2025 to Nov 19, 2025
- Pension plan clients · unset to 1.0Jun 11, 2025 to Nov 19, 2025
- Pooled vehicle clients · 21 to 18Jun 11, 2025 to Nov 19, 2025
- Private funds · 18 to 16Jun 11, 2025 to Nov 19, 2025
- Discretionary RAUM · $6.3B to $6.8BJun 11, 2025 to Nov 19, 2025
- Pension RAUM · $54.4M to $28.3MJun 11, 2025 to Nov 19, 2025
- Pooled vehicle RAUM · $3.8B to $3.7BJun 11, 2025 to Nov 19, 2025
- RAUM · $6.3B to $6.8BJun 11, 2025 to Nov 19, 2025
- Financial planning clients · unset to Jan 30, 2025 to Jun 11, 2025
- HQ state · unset to Nov 30, 2024 to Jan 30, 2025
- Accounts · 40 to 35Mar 29, 2024 to Sep 27, 2024
- Advisory employees · 28 to 26Mar 29, 2024 to Sep 27, 2024
- Pooled vehicle clients · 25 to 21Mar 29, 2024 to Sep 27, 2024
- Employees · 77 to 74Mar 29, 2024 to Sep 27, 2024
- Private funds · 19 to 18Mar 29, 2024 to Sep 27, 2024
- Discretionary RAUM · $5.9B to $6.3BMar 29, 2024 to Sep 27, 2024
- Pension RAUM · $400M to $54.4MMar 29, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $3.8B to $3.8BMar 29, 2024 to Sep 27, 2024
- RAUM · $5.9B to $6.3BMar 29, 2024 to Sep 27, 2024
- Private funds · 21 to 19Dec 12, 2023 to Mar 29, 2024
- Private funds · 22 to 21Sep 28, 2023 to Dec 12, 2023
- Accounts · 41 to 40Jul 21, 2023 to Sep 28, 2023
- Advisory employees · 25 to 28Jul 21, 2023 to Sep 28, 2023
- Pension plan clients · 5.0 to unsetJul 21, 2023 to Sep 28, 2023
- Employees · 69 to 77Jul 21, 2023 to Sep 28, 2023
- Discretionary RAUM · $5.9B to $5.9BJul 21, 2023 to Sep 28, 2023
- Pension RAUM · $370M to $400MJul 21, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $3.9B to $3.8BJul 21, 2023 to Sep 28, 2023
- RAUM · $5.9B to $5.9BJul 21, 2023 to Sep 28, 2023
- Pooled vehicle clients · 24 to 25Dec 7, 2021 to Sep 27, 2022
- Employees · 73 to 69Dec 7, 2021 to Sep 27, 2022
- Other offices · 2 to 1Dec 7, 2021 to Sep 27, 2022
- Discretionary RAUM · $7.6B to $5.9BDec 7, 2021 to Sep 27, 2022
- Pension RAUM · $543M to $370MDec 7, 2021 to Sep 27, 2022
- Pooled vehicle RAUM · $5.1B to $3.9BDec 7, 2021 to Sep 27, 2022
- RAUM · $7.6B to $5.9BDec 7, 2021 to Sep 27, 2022
- Advisory employees · 23 to 25Oct 21, 2020 to Sep 28, 2021
- Pooled vehicle clients · 23 to 24Oct 21, 2020 to Sep 28, 2021
Signals
13 dated events
- Dominic Mark Dwyer (Cio & Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2023-12-12, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• reported RAUM $7.6B, up 36% from $5.6B (2020-10-21 to 2021-09-28)Sep 28, 2021 · RAUM change · derived
- D••••••••• A•••••• (Director) appeared on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L••••••Sep 28, 2021 · Control person joined · fact
- E Peter Roth (Non-Executive Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2020-09-25, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
- A••• B•••• A•••• (Non-Executive Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2020-09-25, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
- E Susannah Nicklin (Non-Executive Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2020-09-25, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
- Marie Jane Stabile (Non-Executive Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2020-09-25, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
- Ann T•••• R•••••••• (Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2019-09-24, absent 2020-01-16)Jan 16, 2020 · Control person left · inference
- Martin B•••• Olliff (Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2019-09-24, absent 2020-01-16)Jan 16, 2020 · Control person left · inference
- Manuel Carlos Yuste (Director) appeared on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L••••••Jan 16, 2020 · Control person joined · fact
- John Mark Driver (Non-Executive Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2019-04-03, absent 2019-09-24)Sep 24, 2019 · Control person left · inference
- E Peter Roth (Non-Executive Director) appeared on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L••••••Sep 24, 2019 · Control person joined · fact
- M•••••• D•••• C•••••• (Non-Executive Director) no longer on Schedule A of C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• (listed 2018-09-28, absent 2019-04-03)Apr 3, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/city-of-london-investment-management-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.C•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011442077110771reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026