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RIA / WealthAdvisor39 years in industry

DAVID ALLEN WAGNER

Advisor at PORTFOLIO MEDICS, LLC

Claremont, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PORTFOLIO MEDICS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 6, 1987
First registration: Feb 4, 1999
Dual registered: no
Other names: DAVE WAGNER
IAPD individual key: 1681562

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PORTFOLIO MEDICS, LLC	Independent wealth	Sep 28, 2022	n/a	yes	Claremont, FL	Current employment
ACTIVE INVESTMENT MANAGEMENT, LLC	n/a	Jun 21, 2016	Dec 31, 2022	no	CLERMONT, FL	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jan 8, 2015	Dec 31, 2015	no	ORLANDO PARK, IL\|NEW WOODSTOCK, NY	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jan 3, 2012	Dec 31, 2014	no	ORLAND PARK, IL\|NEW WOODSTOCK, NY	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 2, 2006	May 23, 2012	no	BRIDGEWATER, NJ	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Apr 28, 2003	Jun 2, 2006	no	ORLAND PARK, IL\|ORLAND PARK, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 4, 1999	Apr 28, 2003	no	ORLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ACTIVE INVESTMENT MANAGEMENT, LLC	PORTFOLIO MEDICS, LLC	Dec 31, 2022	Sep 28, 2022	-94	Firm change after gap	Other
RIDGEWAY CONGER ADVISORY SERVICES	ACTIVE INVESTMENT MANAGEMENT, LLC	Dec 31, 2015	Jun 21, 2016	173	Firm change	Other
IC ADVISORY SERVICES, INC.	RIDGEWAY CONGER ADVISORY SERVICES	May 23, 2012	Jan 3, 2012	-141	Firm change after gap	Other
THE INVESTMENT CENTER, INC.	IC ADVISORY SERVICES, INC.	Jun 2, 2006	Jun 2, 2006	0	Bulk transfer	Other
WELLS FARGO ADVISORS	THE INVESTMENT CENTER, INC.	Apr 28, 2003	Apr 28, 2003	0	Firm change	Other

Relationships

Registered with (6)

→ PORTFOLIO MEDICS, LLCRegistered adviserregistration: current employment
Sep 28, 2022 to presentfactForm ADV
→ ACTIVE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 21, 2016 to Dec 31, 2022factForm ADV
→ RIDGEWAY CONGER ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 8, 2015 to Dec 31, 2015factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 2, 2006 to May 23, 2012factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Apr 28, 2003 to Jun 2, 2006factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 4, 1999 to Apr 28, 2003factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
David Allen Wagner left Active Investment Management, Llc for Portfolio Medics, Llc (registered 2022-09-28)
Form ADVobserved 4 days ago