DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Allen Wagner
Feed of 09/14/2026
Also filed as Dave Wagner
At current firm
3 y
since Sep 28, 2022
In the industry
39 y
since Jul 6, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Portfolio Medics, LLC independent RIA currentsince Sep 28, 2022 · Claremont, Fl
- Active Investment Management, LLC unclassifiedJun 21, 2016 to Dec 31, 2022 · Clermont, Fl
- Ridgeway Conger Advisory Services formerJan 8, 2015 to Dec 31, 2015 · Orlando Park, Il
- Ridgeway Conger Advisory Services formerJan 3, 2012 to Dec 31, 2014 · Orland Park, Il
- Ic Advisory Services, Inc. formerJun 2, 2006 to May 23, 2012 · Bridgewater, Nj
- The Investment Center, Inc. unclassifiedApr 28, 2003 to Jun 2, 2006 · Orland Park, Il
- Wells Fargo Advisors wirehouseFeb 4, 1999 to Apr 28, 2003 · Orland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Active Investment Management, LLC to Portfolio Medics, LLCleft Dec 31, 2022, registered Sep 28, 2022 (-94 days) · Other
- Ridgeway Conger Advisory Services to Active Investment Management, LLCleft Dec 31, 2015, registered Jun 21, 2016 (173 days) · Other
- Ic Advisory Services, Inc. to Ridgeway Conger Advisory Servicesleft May 23, 2012, registered Jan 3, 2012 (-141 days) · Other
- The Investment Center, Inc. to Ic Advisory Services, Inc.left Jun 2, 2006, registered Jun 2, 2006 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to The Investment Center, Inc.left Apr 28, 2003, registered Apr 28, 2003 (0 days) · Other
Signals
- David Allen Wagner left Active Investment Management, Llc for Portfolio Medics, Llc (registered 2022-09-28)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address