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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Joseph Uradnik

Advisor at AE WEALTH MANAGEMENT, LLC

FUQUAY VARINA , NC | Fuquay Varina, NC

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Search this name across graphsid dfx:ria:e2b1a000-8da5-6fdf-cb0e-5ddee29095ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 24, 1997
First registration: Feb 1, 2002
Dual registered: yes, broker-dealer
Other names: JOSEPH DANIEL URADNIK|Joseph D Uradnik
IAPD individual key: 2949407

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 12, 2021	n/a	yes	Fuquay Varina, NC\|FUQUAY VARINA , NC	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 8, 2008	Jul 15, 2014	no	STAMFORD, CT\|NEW HAVEN, CT\|NORTH HAVEN, CT\|BRANFORD, CT\|NEW HAVEN, CT\|MILFORD, CT\|ORANGE, CT\|WOODBRIDGE, CT\|NEW HAVEN, CT\|CANTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 27, 2008	Oct 3, 2008	no	HARTFORD, CT\|SOUTHINGTON, CT\|NEWINGTON, CT\|PLAINVILLE, CT\|WEST HARTFORD, CT\|WEST HARTFORD, CT\|BRANFORD, CT	Previous registration
IFMG SECURITIES, INC.	n/a	Apr 2, 2007	May 27, 2008	no	WEST HARTFORD, CT\|WEST HARTFORD, CT\|BRANFORD, CT\|BRISTOL, CT\|PLAINVILLE, CT\|HARTFORD, CT\|HARTFORD, CT\|SOUTHINGTON, CT\|NEWINGTON, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Mar 23, 2007	no	ROCKY HILL, CT\|EAST HARTFORD, CT\|MIDDLETOWN, CT\|EAST HARTFORD, CT\|NEWINGTON, CT\|NEW BRITAIN, CT\|NEW BRITAIN, CT\|MIDDLETOWN, CT\|MIDDLETOWN, CT	Previous registration
QUICK & REILLY, INC.	n/a	Sep 10, 2003	Oct 20, 2004	no	MIDDLETOWN, CT	Previous registration
ADVEST, INC.	n/a	Feb 1, 2002	May 19, 2003	no	MIDDLETOWN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	AE WEALTH MANAGEMENT, LLC	Jul 15, 2014	Apr 12, 2021	2,463	Firm change after gap	Other
LPL FINANCIAL LLC	CITIZENS SECURITIES, INC.	Oct 3, 2008	Sep 8, 2008	-25	Firm change	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	May 27, 2008	May 27, 2008	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	IFMG SECURITIES, INC.	Mar 23, 2007	Apr 2, 2007	10	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
ADVEST, INC.	QUICK & REILLY, INC.	May 19, 2003	Sep 10, 2003	114	Firm change	Other

Relationships

Registered with (7)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 12, 2021 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 8, 2008 to Jul 15, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 27, 2008 to Oct 3, 2008factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Apr 2, 2007 to May 27, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Mar 23, 2007factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 10, 2003 to Oct 20, 2004factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Feb 1, 2002 to May 19, 2003factForm ADV

Dated events

No dated event names this entity yet.