DFX Intelligence

C•••••••• A•• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C•••••••• A•• P••••

Advisor at C••••••

MENLO PARK, CA

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Search this name across graphsid dfx:ria:e2c4e28f-01b5-c369-473b-21c3e54291de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jan 20, 2023	n/a	yes	MENLO PARK, CA	Current employment
P•••••• P•••••••	Former SEC adviser	Mar 10, 2020	Mar 31, 2023	no	Menlo Park, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••	C••••••	Mar 31, 2023	Jan 20, 2023	-70	Firm change after gap	RIA to RIA
B•••••••• R••••• • F•••••••• I•••	P•••••• P•••••••	Dec 31, 2019	Mar 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
305407:319448:CA:2023-03-31	Mar 31, 2023	Jan 20, 2023	MENLO PARK, CA	Firm change after gap
110608:305407:CA:2019-12-31	Dec 31, 2019	Mar 10, 2020	MENLO PARK, CA	Firm change

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
→ B•••••••• R••••• • F•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2015 to Dec 31, 2019factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2c4e28f-01b5-c369-473b-21c3e54291de
First observed: Jun 15, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.