RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• A•• P••••
- C•••••• independent RIA currentsince Jan 20, 2023 · Menlo Park, Ca
- P•••••• P••••••• formerMar 10, 2020 to Mar 31, 2023 · Menlo Park, Ca
- B•••••••• R••••• • F•••••••• I••• independent RIAJun 15, 2015 to Dec 31, 2019 · Menlo Park, Ca
- P•••••• P••••••• to C••••••left Mar 31, 2023, registered Jan 20, 2023 (-70 days) · RIA to RIA · moved with a team
- B•••••••• R••••• • F•••••••• I••• to P•••••• P•••••••left Dec 31, 2019, registered Mar 10, 2020 (70 days) · RIA to RIA · moved with a team
- C•••••••• A•• P•••• left P•••••• P••••••• for Corient (registered 2023-01-20)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address