DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LINDEN THOMAS ADVISORY SERVICES, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEXPERTS, LLC | Asset manager | Nov 15, 2024 | n/a | yes | CHARLOTTE, NC | Current employment |
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | Jun 20, 2018 | n/a | yes | CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 20, 2016 | Jun 20, 2018 | no | CHARLOTTE, NC | Previous registration |
| HAVERFORD FINANCIAL SERVICES, INC. | Asset manager | Aug 11, 2014 | Dec 31, 2014 | no | RADNOR, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 16, 2012 | Nov 8, 2012 | no | ATLANTA, GA|BALA CYNWYD, PA|BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LINDEN THOMAS ADVISORY SERVICES, LLC | Jun 20, 2018 | Jun 20, 2018 | 0 | Firm change | Other |
| HAVERFORD FINANCIAL SERVICES, INC. | WELLS FARGO ADVISORS | Dec 31, 2014 | Apr 20, 2016 | 476 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | HAVERFORD FINANCIAL SERVICES, INC. | Nov 8, 2012 | Aug 11, 2014 | 641 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:288557:NC:2018-06-15 | Jun 20, 2018 | Jun 20, 2018 | CHARLOTTE, NC | Firm change |