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Advisor at PFG ADVISORS
Deming, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Apr 18, 2018 | n/a | yes | Deming, NM | Current employment |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Nov 13, 2013 | Dec 31, 2018 | no | SCOTTSDALE, AZ|Deming, NM | Previous registration |
| SIGNATURE INVESTMENTS, INC. | Former SEC adviser | Aug 2, 2013 | Nov 14, 2013 | no | DEMING, NM|DAYTON, OH | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 6, 2009 | Aug 5, 2013 | no | DEMING, NM | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 6, 2006 | Dec 15, 2008 | no | DEMING, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUE FINANCIAL GROUP, INC. | PFG ADVISORS | Dec 31, 2018 | Apr 18, 2018 | -257 | Firm change after gap | RIA to RIA |
| SIGNATURE INVESTMENTS, INC. | CUE FINANCIAL GROUP, INC. | Nov 14, 2013 | Nov 13, 2013 | -1 | Firm change | Other |
| AVANTAX ADVISORY SERVICES | SIGNATURE INVESTMENTS, INC. | Aug 5, 2013 | Aug 2, 2013 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 21033:173344:NM:2018-12-31 | Dec 31, 2018 | Apr 18, 2018 | DEMING, NM | Firm change after gap |