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Reading the graph
Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC
Suite 399, PA | NEWTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Independent wealth | Jan 12, 2024 | n/a | yes | Suite 399, PA|NEWTOWN, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 28, 2016 | Jan 16, 2024 | no | JENKINTOWN, PA|PHILADELPHIA, PA|JENKINTOWN, PA|GLENSIDE, PA|PHILADELPHIA, PA|PHILADELPHIA, PA|Philadelphia, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAIN STREET FINANCIAL SOLUTIONS, LLC | Jan 16, 2024 | Jan 12, 2024 | -4 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:305834:PA:2024-01-16 | Jan 16, 2024 | Jan 12, 2024 | PHILADELPHIA, PA | Firm change |