DFX Intelligence

C••••••••• M•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••••••• M•••••• F••••

Advisor at S••••• W••••• M•••••••••

BERLIN, MD

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Search this name across graphsid dfx:ria:e31395f8-f8b3-0122-92a1-6e6a024a8509

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	State registered	Jan 12, 2022	n/a	yes	BERLIN, MD	Current employment
A••••••• S••••••• N••••••	Independent wealth	Aug 19, 2021	Dec 6, 2021	no	Pasadena, MD\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	S••••• W••••• M•••••••••	Dec 6, 2021	Jan 12, 2022	37	Firm change	RIA to state RIA
K••••• A•••••••• I•••	A••••••• S••••••• N••••••	Jul 20, 2021	Aug 19, 2021

Relationships

Registered with (5)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 12, 2022 to presentfactForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Aug 19, 2021 to Dec 6, 2021factForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 17, 2021 to Jul 20, 2021factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e31395f8-f8b3-0122-92a1-6e6a024a8509
First observed: Mar 16, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.