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RIA / WealthAdvisor15 years in industry

ZACHARY N THREADGILL

Advisor at THREADGILL FINANCIAL, LLC

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:e31c1aa3-6abd-fff4-7edb-b9beadfd71e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THREADGILL FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 26, 2010
First registration: Oct 1, 2010
Dual registered: no
IAPD individual key: 5840092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THREADGILL FINANCIAL, LLC	Independent wealth	Feb 10, 2015	n/a	yes	THE WOODLANDS, TX	Current employment
AWM FINANCIAL SERVICES INC.	Independent wealth	Sep 24, 2014	Mar 20, 2015	no	HOUSTON, TX	Previous registration
RETIREMENT PLANNERS OF AMERICA	Independent wealth	Apr 4, 2011	Jun 5, 2014	no	PLANO, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 1, 2010	Jun 20, 2011	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AWM FINANCIAL SERVICES INC.	THREADGILL FINANCIAL, LLC	Mar 20, 2015	Feb 10, 2015	-38	Firm change after gap	RIA to RIA
RETIREMENT PLANNERS OF AMERICA	AWM FINANCIAL SERVICES INC.	Jun 5, 2014	Sep 24, 2014	111	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	RETIREMENT PLANNERS OF AMERICA	Jun 20, 2011	Apr 4, 2011	-77	Firm change after gap	Other

Relationships

Registered with (4)

→ THREADGILL FINANCIAL, LLCRegistered adviserregistration: current employment
Feb 10, 2015 to presentfactForm ADV
→ AWM FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 24, 2014 to Mar 20, 2015factForm ADV
→ RETIREMENT PLANNERS OF AMERICARegistered adviserregistration: previous registration
Apr 4, 2011 to Jun 5, 2014factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 1, 2010 to Jun 20, 2011factForm ADV

Dated events

No dated event names this entity yet.