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Reading the graph
Advisor at THE MAIN STREET GROUP
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE MAIN STREET GROUP | Independent wealth | Oct 16, 2015 | n/a | yes | GLEN ALLEN, VA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 5, 2010 | Nov 13, 2015 | no | GLEN ALLEN, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 9, 2007 | Mar 16, 2010 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | THE MAIN STREET GROUP | Nov 13, 2015 | Oct 16, 2015 | -28 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Mar 16, 2010 | Mar 5, 2010 | -11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:175502:VA:2015-11-13 | Nov 13, 2015 | Oct 16, 2015 | GLEN ALLEN, VA | Firm change |