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RIA / WealthAdvisor41 years in industry

ALAN CHARLES GOTTLOB

Advisor at PINE VALLEY PRIVATE WEALTH

KING OF PRUSSIA, PA | MARLTON, NJ

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Search this name across graphsid dfx:ria:e34a2989-a391-311f-ddba-14a7d8777bcb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINE VALLEY PRIVATE WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 3
Exams: S63|S65
First exam: May 20, 1985
First registration: Oct 21, 2002
Dual registered: no
IAPD individual key: 1343003

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Aug 2, 2024	n/a	yes	KING OF PRUSSIA, PA	Current employment
PINE VALLEY PRIVATE WEALTH	State registered	Oct 18, 2017	n/a	yes	MARLTON, NJ	Current employment
WORLD ADVISORY SERVICES	Former SEC adviser	Jul 16, 2013	Sep 19, 2017	no	LINCROFT, NJ\|TURNERSVILLE, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 9, 2011	Jul 5, 2013	no	BALA CYNWYD, PA	Previous registration
COMPREHENSIVE PROGRAMS, INC.	Former SEC adviser	Jun 16, 2011	Aug 5, 2011	no	VOORHEES, NJ	Previous registration
PRIVATE CONSULTING GROUP, INC.	n/a	May 28, 2003	Dec 1, 2003	no	CHERRY HILL, NJ	Previous registration
SHINGLE OAK ADVISORS, LLC	n/a	Apr 2, 2003	Aug 17, 2011	no	CHERRY HILL, NJ\|VOORHEES, NJ	Previous registration
SHINGLE OAK ADVISORS, LLC	n/a	Oct 21, 2002	Dec 31, 2002	no	CHERRY HILL, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORLD ADVISORY SERVICES	PINE VALLEY PRIVATE WEALTH	Sep 19, 2017	Oct 18, 2017	29	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WORLD ADVISORY SERVICES	Jul 5, 2013	Jul 16, 2013	11	Firm change	Other
SHINGLE OAK ADVISORS, LLC	PRIVATE CONSULTING GROUP, INC.	Aug 17, 2011	May 28, 2003	-3,003	Firm change after gap	Other
COMPREHENSIVE PROGRAMS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 5, 2011	Aug 9, 2011	4	Firm change	Other
PRIVATE CONSULTING GROUP, INC.	COMPREHENSIVE PROGRAMS, INC.	Dec 1, 2003	Jun 16, 2011	2,754	Firm change after gap	Other

Relationships

Registered with (7)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Aug 2, 2024 to presentfactForm ADV
→ PINE VALLEY PRIVATE WEALTHRegistered adviserregistration: current employment
Oct 18, 2017 to presentfactForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 16, 2013 to Sep 19, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 9, 2011 to Jul 5, 2013factForm ADV
→ SHINGLE OAK ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 2, 2003 to Aug 17, 2011factForm ADV
→ COMPREHENSIVE PROGRAMS, INC.Registered adviserregistration: previous registration
Jun 16, 2011 to Aug 5, 2011factForm ADV
→ PRIVATE CONSULTING GROUP, INC.Registered adviserregistration: previous registration
May 28, 2003 to Dec 1, 2003factForm ADV

Dated events

No dated event names this entity yet.