DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert James Phillips

Greater Midwest Financial Group, LLCindependent RIASaint Paul, MnIA-onlyIAPD 5692579

Certified Financial Planner

Feed of 09/14/2026

At current firm

3 y

since Jan 23, 2023

In the industry

16 y

since Jun 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: President, CCOreportedgreater-midwest.comfirm site, Sep 15, 2026
Designations: CFPreportedgreater-midwest.comas printed on the bio page, Sep 16, 2026
Investment committee: “In addition, he is the head of the GMFG Investment Committee, where he’s in charge of managing the firm’s financial decisions and investment portfolios.”reportedgreater-midwest.comthe sentence on the bio page
Business email: robert.phillips@greater-midwest.comreportedgreater-midwest.comfirm site, Sep 15, 2026
Direct business phone: 651-490-9790reportedgreater-midwest.comfirm site, Sep 15, 2026
Professional profile: greater-midwest.com/team/robert-phillipsreportedgreater-midwest.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/robert-phillips-cfp%C2%AE-2710712areportedgreater-midwest.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Greater Midwest Financial Group, LLC independent RIA current
since Jan 23, 2023 · Saint Paul, Mn
Kestra Advisory Services, LLC BD affiliated
Apr 21, 2016 to Sep 21, 2023 · St. Paul, Mn
Nfp Advisor Services, LLC former
May 29, 2015 to Sep 22, 2016 · St. Paul, Mn
LPL Financial LLC BD affiliated
Jan 21, 2014 to Jun 4, 2015 · St Paul, Mn

Moves

a registration end followed by a registration begin elsewhere

Kestra Advisory Services, LLC to Greater Midwest Financial Group, LLC
left Sep 21, 2023, registered Jan 23, 2023 (-241 days) · Affiliated broker-dealer or bank to a newly registered adviser
Nfp Advisor Services, LLC to Kestra Advisory Services, LLC
left Sep 22, 2016, registered Apr 21, 2016 (-154 days) · corporate re-registration, not a move
LPL Financial LLC to Nfp Advisor Services, LLC
left Jun 4, 2015, registered May 29, 2015 (-6 days) · Other · moved with a team

Signals

Robert James Phillips left Kestra Advisory Services, Llc for Greater Midwest Financial Group, Llc (registered 2023-01-23)
Sep 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address