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J••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J••••••• N•••••

Advisor at L•• F•••••••• L••

BELLINGHAM, WA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:e3567889-2bb8-4a77-aefe-8f65f8e2f5aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Oct 6, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 5, 2025	n/a	yes	SAN DIEGO, CA\|BELLINGHAM, WA	Current employment
E•••••••	Independent wealth	Oct 29, 2024	Apr 7, 2025	no	San Diego, CA\|NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••	L•• F•••••••• L••	Apr 7, 2025	Jun 5, 2025	59	Firm change	RIA to ibd
M••••• S••••••	E•••••••	Nov 5, 2024	Oct 29, 2024

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ E•••••••Registered adviserregistration: previous registration
Oct 29, 2024 to Apr 7, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 11, 2023 to Nov 5, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
J••••••• N••••• left Ellevest for L•• F•••••••• L•• (registered 2025-06-05)
Form ADVobserved 7 days ago
Occurred
Nov 5, 2024
Advisor changed firm
J••••••• N••••• left M••••• S•••••• for Ellevest (registered 2024-10-29)
Form ADVobserved 7 days ago
Occurred
Sep 28, 2023
Advisor changed firm
J••••••• N••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2023-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3567889-2bb8-4a77-aefe-8f65f8e2f5aa
First observed: Oct 6, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.