DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jennifer Neeley

LPL Financial LLCBD affiliatedBellingham, Wa dual registrantIAPD 6159122

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jennifer Joan Neeley

At current firm

1 y

since Jun 5, 2025

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 5, 2025 · San Diego, Ca
Ellevest independent RIA
Oct 29, 2024 to Apr 7, 2025 · San Diego, Ca
Morgan Stanley wirehouse
Oct 11, 2023 to Nov 5, 2024 · La Jolla, Ca
UBS Financial Services Inc. wirehouse
Oct 31, 2022 to Sep 28, 2023 · La Jolla, Ca
Osaic Fa, Inc. former
Oct 6, 2021 to Oct 26, 2022 · La Jolla, Ca

Moves

a registration end followed by a registration begin elsewhere

Ellevest to LPL Financial LLC
left Apr 7, 2025, registered Jun 5, 2025 (59 days) · RIA to affiliated broker-dealer or bank
Morgan Stanley to Ellevest
left Nov 5, 2024, registered Oct 29, 2024 (-7 days) · Wirehouse to independent RIA
UBS Financial Services Inc. to Morgan Stanley
left Sep 28, 2023, registered Oct 11, 2023 (13 days) · Wirehouse to wirehouse
Osaic Fa, Inc. to UBS Financial Services Inc.
left Oct 26, 2022, registered Oct 31, 2022 (5 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Jennifer Neeley left Ellevest for Lpl Financial Llc (registered 2025-06-05)
Apr 7, 2025 · Advisor changed firm · fact
Jennifer Neeley left Morgan Stanley for Ellevest (registered 2024-10-29)
Nov 5, 2024 · Advisor changed firm · fact
Jennifer Neeley left Ubs Financial Services Inc. for Morgan Stanley (registered 2023-10-11)
Sep 28, 2023 · Advisor changed firm · fact
Jennifer Neeley left Osaic Fa, Inc. for Ubs Financial Services Inc. (registered 2022-10-31)
Oct 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address