DFX Intelligence

B•••••• W•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

B•••••• W•••• H•••••

Advisor at S•••••••• B••••••••• L••

Wilmington, NC

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Search this name across graphsid dfx:ria:e38b439b-72aa-5a0c-a6b6-1c4a3464a0d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• B••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• B••••••••• L••	Independent wealth	Feb 12, 2025	n/a	yes	Wilmington, NC	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 17, 2014	Feb 12, 2025	no	WILMINGTON, NC\|ATLANTA, GA\|Wilmington, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	S•••••••• B••••••••• L••	Feb 12, 2025	Feb 12, 2025	0	Firm change	Ibd to RIA
L•• F•••••••• L••	O•••• A••••••• S•••••••• L••	Nov 17, 2014	Nov 17, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
171070:284840:NC:2025-02-12	Feb 12, 2025	Feb 12, 2025	WILMINGTON, NC	Firm change

Relationships

Registered with (4)

→ S•••••••• B••••••••• L••Registered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2014 to Feb 12, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2007 to Nov 17, 2014factForm ADV
→ E••••• J••••

Dated events

Occurred
Feb 12, 2025
Advisor changed firm
B•••••• W•••• H••••• left O•••• A••••••• S•••••••• L•• for S•••••••• B••••••••• L•• (registered 2025-02-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e38b439b-72aa-5a0c-a6b6-1c4a3464a0d3
First observed: Oct 9, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.