DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
ROCKVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Dec 21, 2009 | n/a | yes | ROCKVILLE, MD | Current employment |
| S•• F•••••••• I•• | Former SEC adviser | Feb 14, 2007 | Oct 5, 2010 | no | ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• F•••••••• I•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 5, 2010 | Dec 21, 2009 | -288 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | S•• F•••••••• I•• | Feb 14, 2007 | Feb 14, 2007 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 17, 1998 | Feb 14, 2007 | no | BETHESDA, MD|BETHESDA, MD | Previous registration |
| 0 |
| Firm change |
| Other |