DFX Intelligence

A••••• M••••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••••• M••••••• J••••

Advisor at L•• F•••••••• L••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:e3b75b40-f9e1-5978-aefc-0a19dec9d173

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 13, 2023	n/a	yes	CORAL GABLES, FL	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Jul 11, 2016	Feb 20, 2023	no	COCONUT GROVE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Feb 20, 2023	Mar 13, 2023	21	Firm change	Ibd to RIA
J••• M••••• S••••••••• L••	O•••• I••••••••• I•••	Jul 6, 2016	Jul 11, 2016

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 24, 2009 to Jan 16, 2014factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 11, 2016 to Feb 20, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2014 to Jul 6, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Feb 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3b75b40-f9e1-5978-aefc-0a19dec9d173
First observed: May 2, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.