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Advisor at ARKADIOS WEALTH ADVISORS
Hoover, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Aug 14, 2026 | n/a | yes | Hoover, AL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Aug 25, 2026 | no | HOOVER, AL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 2, 2021 | Sep 5, 2025 | no | BIRMINGHAM, AL|DALLAS, TX|Hoover, AL | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Oct 15, 2010 | Aug 2, 2021 | no | HOUSTON, TX|HOUSTON, TX|BIRMINGHAM, AL | Previous registration |
| ST JOHNS WEALTH MANAGEMENT | n/a | Apr 7, 2010 | Oct 15, 2010 | no | BIRMINGHAM, AL | Previous registration |
| BBVA COMPASS INVESTMENT SOLUTIONS, INC | n/a | May 3, 2007 | Mar 16, 2010 | no | BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | n/a | Jan 6, 2004 | Feb 8, 2007 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | ARKADIOS WEALTH ADVISORS | Aug 25, 2026 | Aug 14, 2026 | -11 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | AVANTAX ADVISORY SERVICES | Aug 2, 2021 | Aug 2, 2021 | 0 | Firm change | Ibd to ibd |
| ST JOHNS WEALTH MANAGEMENT | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Oct 15, 2010 | Oct 15, 2010 | 0 | Bulk transfer | Other |
| BBVA COMPASS INVESTMENT SOLUTIONS, INC | ST JOHNS WEALTH MANAGEMENT | Mar 16, 2010 | Apr 7, 2010 | 22 | Bulk transfer | Other |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | BBVA COMPASS INVESTMENT SOLUTIONS, INC | Feb 8, 2007 | May 3, 2007 | 84 | Firm change | Other |