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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHRISTOPHER WILKINSON GREEN

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

DALLAS, TX

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Search this name across graphsid dfx:ria:e3be6325-8dd7-0230-656e-8436e25f6332

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 13, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 10, 1997
First registration: Oct 13, 1997
Dual registered: yes, broker-dealer
Other names: CHRIS GREEN
IAPD individual key: 2908474

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 16, 2025	n/a	yes	DALLAS, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 2, 2009	Apr 21, 2025	no	DALLAS, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 3, 2004	Jan 21, 2009	no	DALLAS, TX\|DALLAS, TX	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jan 17, 2003	Oct 4, 2004	no	DALLAS, TX	Previous registration
PERSHING LLC	n/a	Oct 13, 1997	Jan 17, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 21, 2025	Apr 16, 2025	-5	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 21, 2009	Jan 2, 2009	-19	Firm change	Other
CREDIT SUISSE SECURITIES (USA) LLC	CITIGROUP GLOBAL MARKETS INC.	Oct 4, 2004	Sep 3, 2004	-31	Firm change after gap	Other
PERSHING LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jan 17, 2003	Jan 17, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:793:TX:2025-04-17	Apr 21, 2025	Apr 16, 2025	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 16, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 2, 2009 to Apr 21, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 3, 2004 to Jan 21, 2009factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jan 17, 2003 to Oct 4, 2004factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Oct 13, 1997 to Jan 17, 2003factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
Christopher Wilkinson Green left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Stifel, Nicolaus & Company, Incorporated (registered 2025-04-16)
Form ADVobserved 6 days ago