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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JAMES PAUL LESNIEWSKI

Advisor at VALIC FINANCIAL ADVISORS, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:e3db52b7-300e-be21-d22c-0e65844c5931

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Aug 21, 1995
First registration: Jun 3, 2002
Dual registered: yes, broker-dealer
Other names: JAMES PAUL LESNIEWSKI|JAMES P LESNIEWSKI|JAMES P. LESNIEWSKI|JAMES LESNIEWSKI
IAPD individual key: 2534628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 30, 2020	n/a	yes	SCOTTSDALE, AZ	Current employment
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jun 29, 2020	Dec 1, 2020	no	Phoenix, AZ\|CHICAGO, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 5, 2016	Jul 15, 2019	no	SCOTTSDALE, AZ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 5, 2015	Oct 7, 2016	no	Glendale, AZ\|Flagstaff, AZ	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Oct 27, 2011	Feb 11, 2013	no	TOLLESON, AZ\|COOLIDGE, AZ\|SAN MANUEL, AZ\|GLOBE, AZ\|SUPERIOR, AZ\|CENTRAL HEIGHTS, AZ\|KEARNY, AZ\|BLACK CANYON CITY, AZ	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 3, 2002	Jan 13, 2010	no	Waukesha, WI\|Pewaukee, WI\|Oconomowoc, WI\|HARTLAND, WI\|Delafield, WI\|Hartland, WI\|Oconomowoc, WI\|Sussex, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANKERS LIFE ADVISORY SERVICES, INC.	VALIC FINANCIAL ADVISORS, INC.	Dec 1, 2020	Nov 30, 2020	-1	Firm change	Ibd to ibd
LPL FINANCIAL LLC	BANKERS LIFE ADVISORY SERVICES, INC.	Jul 15, 2019	Jun 29, 2020	350	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Oct 7, 2016	Oct 5, 2016	-2	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 11, 2013	Nov 5, 2015	997	Firm change after gap	Other
U.S. BANCORP INVESTMENTS, INC.	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jan 13, 2010	Oct 27, 2011	652	Firm change after gap	Other

Relationships

Registered with (6)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Nov 30, 2020 to presentfactForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 29, 2020 to Dec 1, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 5, 2016 to Jul 15, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 5, 2015 to Oct 7, 2016factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Oct 27, 2011 to Feb 11, 2013factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 3, 2002 to Jan 13, 2010factForm ADV

Dated events

No dated event names this entity yet.