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Advisor at L•• F•••••••• L••
TYNGSBORO, MA | LOWELL, MA | ANDOVER, MA | NORTH READING, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 7, 2022 | n/a | yes | NORTH READING, MA|LOWELL, MA|TYNGSBORO, MA|ANDOVER, MA | Current employment |
| N•••••••• P••••••• A••••••••• I••• | Independent wealth | Mar 8, 2022 | Jul 12, 2024 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• P••••••• A••••••••• I••• | L•• F•••••••• L•• | Jul 12, 2024 | Jul 7, 2022 | -736 | Firm change after gap | RIA to RIA |
| O•••• I••••••••• I••• | N•••••••• P••••••• A••••••••• I••• | Sep 30, 2021 |
| Previous registration |
| O•••• I••••••••• I••• | Bd affiliated wealth | Dec 8, 2020 | Sep 30, 2021 | no | WATERTOWN, MA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jan 8, 2020 | Dec 2, 2020 | no | Woburn, MA|BEDFORD, MA|BURLINGTON, MA|BEDFORD, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 2, 2016 | Jan 6, 2020 | no | N. ANDOVER, MA|DANVERS, MA | Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Sep 26, 2012 | Aug 29, 2016 | no | Holden, MA|Worcester, MA|STERLING, MA|Worcester, MA|CLINTON, MA|Wickford, RI|Worcester, MA|Worcester, MA|Worcester, MA|STERLING, MA|Framingham, MA|Fitchburg, MA|GARDNER, MA|Leominster, MA|LEXINGTON, MA|Fitchburg, MA|GARDNER, MA|Leominster, MA|Framingham, MA|West Boylston, MA|CLINTON, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 14, 2011 | Sep 19, 2012 | no | CLINTON, MA|STERLING, MA|CLINTON, MA|FITCHBURG, MA|SOUTHBORO, MA|HOLDEN, MA|GARDNER, MA|STERLING, MA|CLINTON, MA|GARDNER, MA|WORCESTER, MA|WORCESTER, MA|FITCHBURG, MA|STERLING, MA | Previous registration |
| 159 |
| Firm change |
| Ibd to RIA |
| C••••••• S••••••••• I••• | O•••• I••••••••• I••• | Dec 2, 2020 | Dec 8, 2020 | 6 | Firm change | Ibd to ibd |
| L•• F•••••••• L•• | C••••••• S••••••••• I••• | Jan 6, 2020 | Jan 8, 2020 | 2 | Firm change | Ibd to ibd |
| S•••••••• S••••••••• | L•• F•••••••• L•• | Aug 29, 2016 | Sep 2, 2016 | 4 | Firm change | Other |
| L•• F•••••••• L•• | S•••••••• S••••••••• | Sep 19, 2012 | Sep 26, 2012 | 7 | Bulk transfer | Other |