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RIA / WealthAdvisorCertified Financial Planner25 years in industry

JAMES ROSCOE DURKEE

Advisor at TAILORED WEALTH SOLUTIONS

SARATOGA SPRINGS, NY

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Search this name across graphsid dfx:ria:e3f8f43b-734f-4358-7344-d1d60a0ca65d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TAILORED WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Apr 10, 2001
First registration: Oct 18, 2007
Dual registered: no
Other names: JAMES R DURKEE|JAMES ROSCOE DURKEE|JAMES ROSCOE DURKEE
IAPD individual key: 4097796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TAILORED WEALTH SOLUTIONS	Independent wealth	Aug 11, 2026	n/a	yes	SARATOGA SPRINGS, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 7, 2016	Dec 21, 2016	no	SARATOGA SPRINGS, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 17, 2013	Apr 22, 2015	no	HALFMOON, NY	Previous registration
ATLAS PRIVATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Oct 18, 2007	Jun 6, 2014	no	WILLIAMSTOWN, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TAILORED WEALTH SOLUTIONS	Dec 21, 2016	Aug 11, 2026	3,520	Firm change after gap	Wirehouse to RIA
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 22, 2015	Apr 7, 2016	351	Firm change	Other
ATLAS PRIVATE WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Jun 6, 2014	Oct 17, 2013	-232	Firm change after gap	Other

Relationships

Registered with (4)

→ TAILORED WEALTH SOLUTIONSRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 7, 2016 to Dec 21, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 17, 2013 to Apr 22, 2015factForm ADV
→ ATLAS PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 18, 2007 to Jun 6, 2014factForm ADV

Dated events

No dated event names this entity yet.