DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••••• I••••••••• G• L••••••
Latest filing Mar 31, 2026
First filing on the tape Aug 16, 2017 · 16 filings
SEC status approved since Sep 15, 2017
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$24B as of Mar 31, 2026
Mar 30, 2018$8.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20180 then
Employees (5.A)34 as of Mar 31, 2026
Mar 30, 201856 then
Private funds: no history
RAUM +13% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $553MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$17B72%
- Sovereign wealth funds$4.7B20%
- Pension and profit-sharing plans$1.7B7.3%
- Investment companies$290M1.2%
- Banks and thrifts$13.8M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 43reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• L•••• M•••• P••••• F•••• · Chief Executive Officercontrolsince 01/2015 · owns less than 5%
- D••••• B•••••••• N••• · Board Member, Chief Legal Officer, Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
- P••••• O••••••••• · Board Membercontrolsince 02/2015 · owns less than 5%
- R••••• P••• · Board Member, Chief Financial Officer, Chief Operating Officercontrolsince 01/2015 · owns less than 5%
- B••••• L•••• M•••• P••••• F•••• · Shareholdercontrolsince 01/2015 · owns 50% to 75% of S••••••••• I••••••••• L••••••
Entity owners
- S••••••••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
- A••••••••• M••••••• G••••• I••• · Shareholderindirect · owns 75% or more of A•• N•• Y••• H••••••• C•••• · public reporting company
- A•• A••••••• H••••••• L••• · Shareholderindirect · owns 75% or more of A••••• A••••••• H••••••• L•••
- A•• N•• Y••• H••••••• C•••• · Shareholderindirect · owns 75% or more of A•• A••••••• H••••••• L•••
- S••••••••• I••••••••• L•••••• · General Partnerindirect · owns F of S••••••••• I••••••••• L•
- S••••••••• I••••••••• L• · Shareholderindirect · owns 75% or more of S••••••••• H••••••• L••••••
- A••••• A••••••• H••••••• L••• · Shareholderindirect · owns 25% to 50% of S••••••••• I••••••••• L••••••
Related persons
Schedule D 7.A
- S••••••••• G• I• L••••••pooled vehicle sponsorn
- S••••••••• G• I• L••••••pooled vehicle sponsorn
- S••••••••• I••••••••• L••••••investment adviserbankyRAUM $24B
- S••••••••• I••••••••• S•••••••• P••• L••investment adviserbanknRAUM $24B
- S••••••••• I••••••••• U• L••investment adviserbanknRAUM $24B
Advisers that list S••••••••• I••••••••• G• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Geneva, Switzerland20 employees
What changed
consecutive filings, newest first
- Accounts · 45 to 43Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 20 to 16Mar 31, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 37 to 34Mar 31, 2025 to Mar 31, 2026
- Employees · 44 to 34Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $21B to $24BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $2.3B to $1.7BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $15B to $17BMar 31, 2025 to Mar 31, 2026
- RAUM · $21B to $24BMar 31, 2025 to Mar 31, 2026
- Accounts · 47 to 45Mar 27, 2024 to Mar 31, 2025
- Pension plan clients · 6.0 to unsetMar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 36 to 37Mar 27, 2024 to Mar 31, 2025
- Employees · 43 to 44Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $22B to $21BMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $4.7B to $2.3BMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $14B to $15BMar 27, 2024 to Mar 31, 2025
- RAUM · $22B to $21BMar 27, 2024 to Mar 31, 2025
- Accounts · 53 to 47Oct 6, 2023 to Mar 27, 2024
- Pension plan clients · 7 to 6Oct 6, 2023 to Mar 27, 2024
- Pooled vehicle clients · 43 to 36Oct 6, 2023 to Mar 27, 2024
- Employees · 45 to 43Oct 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $36B to $22BOct 6, 2023 to Mar 27, 2024
- Pension RAUM · $6.5B to $4.7BOct 6, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $24B to $14BOct 6, 2023 to Mar 27, 2024
- RAUM · $36B to $22BOct 6, 2023 to Mar 27, 2024
- Accounts · 42 to 53Mar 30, 2022 to Mar 31, 2023
- Pension plan clients · unset to 7.0Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 36 to 43Mar 30, 2022 to Mar 31, 2023
- Employees · 44 to 45Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $19B to $36BMar 30, 2022 to Mar 31, 2023
- Pension RAUM · $1.2B to $6.5BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $15B to $24BMar 30, 2022 to Mar 31, 2023
- RAUM · $19B to $36BMar 30, 2022 to Mar 31, 2023
- Advisory employees · 18 to 20Nov 5, 2021 to Mar 30, 2022
- Employees · 45 to 44Nov 5, 2021 to Mar 30, 2022
- Discretionary RAUM · $12B to $19BNov 5, 2021 to Mar 30, 2022
- Pension RAUM · $745M to $1.2BNov 5, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $9.4B to $15BNov 5, 2021 to Mar 30, 2022
Signals
5 dated events
- S••••••••• I••••••••• G• L•••••• reported RAUM $22.3B, down 39% from $36.3B (2023-10-06 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- S••••••••• I••••••••• G• L•••••• reported RAUM $36.3B, up 95% from $18.6B (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S••••••••• I••••••••• G• L•••••• reported RAUM $18.6B, up 52% from $12.3B (2021-11-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- S••••••••• I••••••••• G• L•••••• reported RAUM $11.3B, up 32% from $8.6B (2019-03-29 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- S••••••••• I••••••••• G• L•••••• filed its initial SEC registration (Form ADV)Aug 16, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 441534841090reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026