DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• T•••• S••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Sep 13, 2016 | n/a | yes | BROWNSBURG, IN|CAMBY, IN|INDIANAPOLIS, IN|AVON, IN | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Sep 7, 2012 | Sep 8, 2016 | no | GREENWOOD, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | F•••• T•••• S••••••••• I••• | Sep 8, 2016 | Sep 13, 2016 | 5 | Firm change | Other |
| M•• I••••••••• M••••••••• C•••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 19, 2011 | Sep 7, 2012 |
| M•• I••••••••• M••••••••• C•••• | Former SEC adviser | Apr 29, 2010 | Aug 19, 2011 | no | MILWAUKEE, WI | Previous registration |
| M•• F•••••••• A•••••••• I••• | Former SEC adviser | Jan 29, 2009 | Mar 26, 2010 | no | ZIONSVILLE, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|BROWNSBURG, IN|GREENWOOD, IN | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Apr 25, 2008 | Jul 11, 2008 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| N•••••• I••••••••• I••• | n/a | Sep 20, 2000 | Apr 21, 2008 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|SPEEDWAY, IN|INDIANAPOLIS, IN | Previous registration |
| 385 |
| Firm change |
| Other |
| M•• F•••••••• A•••••••• I••• | M•• I••••••••• M••••••••• C•••• | Mar 26, 2010 | Apr 29, 2010 | 34 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | M•• F•••••••• A•••••••• I••• | Jul 11, 2008 | Jan 29, 2009 | 202 | Firm change | Other |
| N•••••• I••••••••• I••• | C••••• I••••••••• S••••••• L•• | Apr 21, 2008 | Apr 25, 2008 | 4 | Firm change | Other |